1. What is a qualified investor??
A qualified investor is an individual, which gets access to complex financial instruments, inaccessible to ordinary investors. This includes the following products, as an IPO, derivatives, futures and some international assets. The status of a qualified investor provides more opportunities for potentially high income, But it requires in-depth knowledge and a high level of responsibility, since such instruments are accompanied by significant risks. More information about the status can be found at .
2. Basic requirements for obtaining the status
To obtain the status of a qualified investor, you must meet one of the criteria:
- Experience: More than two years of work in the company, which provides services in the financial market (for example, brokerage or dealer services).
- Education: Higher economic or financial education.
- Capital: Ownership of assets worth more than 6 million rubles. It can be money, securities, Real estate and other assets.
- NAUFOR Exam: This is the most affordable way for most private investors. It requires a test, which confirms knowledge in the field of the stock market and laws, Regulating Financial Transactions. To learn more about the exam process, please visit official NAUFOR page.
3. Preparation for the NAUFOR exam
To pass the exam, you need to prepare carefully, to master knowledge on key topics, such as:
- Financial legislation: Knowledge of the laws, regulating activities on the stock market.
- Stock market and its tools: Work with stocks, bonds, Derivatives, futures and other instruments.
- Risks: Understanding and managing investment risks.
- Working with brokers: Rules for choosing a broker, Conclusion of transactions and brokerage services.
To prepare for the exam, it is recommended to use simulators and take tests, that will help you get used to the format of the tasks. Practical questions often include nuances, that can be encountered when working with financial instruments in real life. One of the best workout resources can be found at .
4. How the exam is held
The NAUFOR exam is a multiple-choice test, where the candidate's knowledge of the stock market and the main financial instruments is tested. Here's how it goes:
- registration. You need to register on the NAUFOR website and choose a date for the exam.
- Delivery process. The exam includes several blocks of questions, each of which covers different aspects of financial activities: from working with stocks and bonds to legal issues.
- Evaluation of results. After passing the exam, the results will be available almost immediately. The percentage of correct answers must meet the minimum threshold for passing the exam. For more information on the registration process, please visit official NAUFOR page.
5. Tips for Passing the Exam
- Use Trainers to Prepare. This will help you get used to the format of test questions and confidently pass the exam.
- Focus on practice. The more practical issues you solve, the better the results will be.
- Read the questions carefully. Some questions may be more difficult to formulate, than it seems at first glance, Therefore, it is important not to rush into an answer.
- Prepare for all topics. The exam covers a wide range of topics, from theoretical knowledge to practical aspects of working with financial instruments.
6. Conclusion
Obtaining the status of a qualified investor opens up access to new opportunities in the stock market, including working with complex tools and strategies, that can significantly increase the return on investment. However, this requires careful preparation and a serious approach. The NAUFOR exam is a great way for private investors, lacking the necessary capital or experience, Become a qualified investor. Learn more about, How to register and prepare, You can find out at NAUFOR website.
